Legal Opinion
McLaughlin, Piven, Vogel, Inc. v. National Ass'n of Securities Dealers, Inc.
District Court, S.D. New York
Decided March 21, 1990No. 89 Civ. 3343 (MBM)PublishedCited by 6 opinions
1Opinion of the Court
OPINION AND ORDER
MUKASEY, District Judge.
Plaintiff McLaughlin, Piven, Vogel, Inc. (“MPV”), a Delaware corporation which engages in over-the-counter securities transactions, sues for equitable relief against defendant National Association of Securities Dealers, Inc. (“NASD”), a nonprofit organization created by the Securities and Exchange Commission to supervise the over-the-counter securities market. NASD is a self-regulating body incorporated in Delaware with its principal place of business in Washington, D.C. Its members are registered brokers and dealers who transact investment banking and…
2Cases cited12 opinions
- McNutt v. General Motors Acceptance Corp.Supreme Court of the United States · 1936
- McKart v. United StatesSupreme Court of the United States · 1969
- Myers v. Bethlehem Shipbuilding Corp.Supreme Court of the United States · 1938
- Theodore W. Kheel v. The Port of New York AuthorityCourt of Appeals for the Second Circuit · 1972
- MISTER DISCOUNT STOCKBROKERS, INC. and William F. Miller, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Seventh Circuit · 1985
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3Cited by6 opinions
- Sloman v. U.S. Department of JusticeDistrict Court, S.D. New York · 1993
- Cowan v. WindeyerDistrict Court, N.D. New York · 1992
- Datek Securities Corp. v. National Ass'n of Securities Dealers, Inc.District Court, S.D. New York · 1995
- Roach v. WoltmannDistrict Court, C.D. California · 1994
- Mohlman v. Financial Industry Regulatory AuthorityDistrict Court, S.D. Ohio · 2020
1 more not listed; retrieve them via the Exa API.