Legal Opinion
MISTER DISCOUNT STOCKBROKERS, INC. and William F. Miller, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
Court of Appeals for the Seventh Circuit
Decided July 22, 1985No. 83-2378PublishedCited by 28 opinions
1Opinion of the Court
COFFEY, Circuit Judge.
William F. Miller and Mister Discount Stockbrokers, Inc. petition this court, pursuant to section 25(a)(1) of the Securities Exchange Act of 1934, 15 U.S.C. § 78y(a)(l), to review an order of the Securities Exchange Commission. We affirm the order of the Commission.
I
The Securities and Exchange Commission (“Commission”) is a federal agency charged with the regulation of the securities industry. Due to the size of the industry, the Commission relies upon the industry members to aid in the enforcement of federal securities laws. Although regulatory and final authority…
2Cases cited11 opinions
- Brady v. MarylandSupreme Court of the United States · 1963
- Withrow v. LarkinSupreme Court of the United States · 1975
- B. Riley McClelland v. Cecil D. Andrus, Secretary of the InteriorCourt of Appeals for the D.C. Circuit · 1979
- Jeffrey L. Silverman v. Commodity Futures Trading CommissionCourt of Appeals for the Seventh Circuit · 1977
- Ronald G. SORRELL, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Ninth Circuit · 1982
6 more not listed; retrieve them via the Exa API.
3Cited by28 opinions
- Fiero v. Financial Industry Regulatory Authority, Inc.Court of Appeals for the Second Circuit · 2011
- Mohilef v. JanoviciCalifornia Court of Appeal · 1996
- Thomas M. Svalberg v. Securities and Exchange Commission, C. Brock Lippitt v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1989
- Fed. Sec. L. Rep. P 99,521 Gerald R. Swirsky v. National Association of Securities DealersCourt of Appeals for the First Circuit · 1997
- Peter W. Schellenbach v. Securities and Exchange CommissionCourt of Appeals for the Seventh Circuit · 1993
23 more not listed; retrieve them via the Exa API.