Legal Opinion

Mohlman v. Financial Industry Regulatory Authority

District Court, S.D. Ohio

Decided February 25, 2020No. 3:19-cv-00154Unknown

1Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION AT DAYTON Jeffery Allen Mohlman, Plaintiff, v. Case No. 3:19-cv-154 Judge Thomas M. Rose Financial Industry Regulatory Authority, Inc., et al., Defendants. ENTRY AND ORDER GRANTING MOTION TO DISMISS BY DEFENDANTS FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., SUSAN SCHROEDER, AND HEIDI BROWN, ECF 5, AND TERMINATING CASE. Defendants Financial Industry Regulatory Authority, Inc. ("FINRA"), Executive Vice President of FINRA's Department of Enforcement. Susan Schroeder, and Associate Principal Investigator in FINRA's…

2Cases cited31 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  3. Booth v. ChurnerSupreme Court of the United States · 2001
  4. Cort v. AshSupreme Court of the United States · 1975
  5. Bassett v. National Collegiate Athletic Ass'nCourt of Appeals for the Sixth Circuit · 2008

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