Legal Opinion

Securities & Exchange Commission v. Caserta

District Court, E.D. New York

Decided December 8, 1999No. 9:97-cv-07091PublishedCited by 21 opinions

1Opinion of the Court

MEMORANDUM AND ORDER

BLOCK, District Judge.

Spectrum is a public corporation which holds technology patents allowing data transmissions to be made over cellular telephone networks. From 1991 through 1994, Peter Caserta (“Caserta”) served as Spectrum’s President, Chief Executive Officer (“CEO”) and Vice Chairman of the Board of Directors, and Salvatore Marino (“Marino”) was Spectrum’s Treasurer and Chief Financial Officer (“CFO”). Dana Verrill (“Verrill”) served as Chairman of the Board and President prior to Caserta’s term in office.

The Securities and Exchange Commission (“SEC”) has brought…

2Cases cited71 opinions

  1. Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
  2. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  3. Scheuer v. RhodesSupreme Court of the United States · 1974
  4. In Re Burlington Coat Factory Securities Litigation. P. Gregory Buchanan, Jacob Turner and Ronald AbramoffCourt of Appeals for the Third Circuit · 1997
  5. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976

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3Cited by21 opinions

  1. In Re Raytheon Securities LitigationDistrict Court, D. Massachusetts · 2001
  2. De La Fuente v. DCI Telecommunications, Inc.District Court, S.D. New York · 2003
  3. In Re CitiGroup Inc. Bond LitigationDistrict Court, S.D. New York · 2010
  4. United States Securities & Exchange Commission v. MeltzerDistrict Court, E.D. New York · 2006
  5. De La Fuente v. DCI Telecommunications, Inc.District Court, S.D. New York · 2002

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