Securities & Exchange Commission v. Caserta
District Court, E.D. New York
1Opinion of the Court
MEMORANDUM AND ORDER
BLOCK, District Judge.
Spectrum is a public corporation which holds technology patents allowing data transmissions to be made over cellular telephone networks. From 1991 through 1994, Peter Caserta (“Caserta”) served as Spectrum’s President, Chief Executive Officer (“CEO”) and Vice Chairman of the Board of Directors, and Salvatore Marino (“Marino”) was Spectrum’s Treasurer and Chief Financial Officer (“CFO”). Dana Verrill (“Verrill”) served as Chairman of the Board and President prior to Caserta’s term in office.
The Securities and Exchange Commission (“SEC”) has brought…
2Cases cited71 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Scheuer v. RhodesSupreme Court of the United States · 1974
- In Re Burlington Coat Factory Securities Litigation. P. Gregory Buchanan, Jacob Turner and Ronald AbramoffCourt of Appeals for the Third Circuit · 1997
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
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- De La Fuente v. DCI Telecommunications, Inc.District Court, S.D. New York · 2002
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