Legal Opinion

Zoltan Guttman v. Commodity Futures Trading Commission

Court of Appeals for the Second Circuit

Decided November 16, 1999No. 1997PublishedCited by 18 opinions

1Opinion of the Court

JOSÉ A. CABRANES, Circuit Judge:

Zoltán Guttman petitions for review of an order of the Commodity Futures Trading Commission (“the Commission” or “CFTC”) that found Guttman vicariously liable for a series of noncompetitive options transactions effected by his partner and that imposed various sanctions on him, including a permanent trading ban. See In re Glass, No. 93-4, 1998 WL 205134 (C.F.T.C. Apr. 27, 1998). We hold that the weight of the evidence supports the Commission’s findings and we therefore deny the petition for review.

I

This petition for review arises from an administrative…

2Cases cited9 opinions

  1. Delaware v. Van ArsdallSupreme Court of the United States · 1986
  2. Federal Communications Commission v. Woko, Inc.Supreme Court of the United States · 1946
  3. Francisco DEMENECH, Plaintiff-Appellant, v. SECRETARY OF THE DEPARTMENT OF HEALTH AND HUMAN SERVICES, Defendant-AppelleeCourt of Appeals for the Eleventh Circuit · 1990
  4. Robert F. Haltmier v. Commodity Futures Trading CommissionCourt of Appeals for the Second Circuit · 1977
  5. Rosenthal & Company v. Commodity Futures Trading CommissionCourt of Appeals for the Seventh Circuit · 1986

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3Cited by18 opinions

  1. In re Libor-Based Fin. Instruments Antitrust Litig.District Court, S.D. Illinois · 2018
  2. Commodity Futures Trading Commission, Cross v. Anthony Vartuli, Defendant-Appellant-Cross-Appellee, Avco Financial Corp., J. Michael GentCourt of Appeals for the Second Circuit · 2000
  3. In re Commodity Exchange, Inc.District Court, S.D. New York · 2016
  4. In re London Silver Fixing, Ltd.District Court, S.D. New York · 2016
  5. In Re Natural Gas Commodity LitigationDistrict Court, S.D. New York · 2004

13 more not listed; retrieve them via the Exa API.

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