Legal Opinion
Securities and Exchange Commission v. Daryl M. Davis
District Court, D. Maryland
Decided February 27, 2026No. 1:24-cv-01908Unknown
1Opinion
FOR THE DISTRICT OF MARYLAND SECURITIES AND EXCHANGE * COMMISSION, * Plaintiff, * v. Civil Action No. JRR-24-1908 * DARYL M. DAVIS, * Defendant. * REPORT AND RECOMMENDATION On July 1, 2024, Plaintiff Securities and Exchange Commission (the Commission) initiated the above-captioned action seeking entry of judgment pursuant to Section 209(d) of the Investment Advisers Act of 1940 (Advisers Act), 15 U.S.C. § 80b-9(d), and Section 42(d) of the Investment Company Act of 1940 (Investment Company Act), 15 U.S.C. § 80a-41(d), to enforce compliance by Defendant Daryl M. Davis with an administrative…
2Cases cited15 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Ryan v. Homecomings Financial NetworkCourt of Appeals for the Fourth Circuit · 2001
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