Upton v. Trinidad Petroleum Corp.
Court of Appeals for the Fifth Circuit
1Opinion of the Court
HENDERSON, Circuit Judge:
The appellee, W. D. Upton, filed this action against appellants Trinidad Petroleum Corporation (hereinafter referred to as “Trinidad”) and Charles D. Beard, Jr., on February 24, 1976 in the United States District Court for the Northern District of Alabama. The complaint asserted violations of the registration provision of the federal securities laws, 15 U.S.C.A. § 77e, the Alabama securities registration requirement, Code of Alabama (1940), tit. 53, § 30; *425several antifraud provisions of the federal securities acts, 15 U.S.C.A. §§ 78j(b), 78o(c), and 78t(a), and Rule…
2Cases cited4 opinions
- Schultz v. Rector-Phillips-Morse, Inc.Supreme Court of Arkansas · 1977
- White v. SandersCourt of Appeals for the Fifth Circuit · 1981
- Upton v. Trinidad Petroleum Corp.District Court, N.D. Alabama · 1979
- Petroleum Resource Development Corp. v. State Ex Rel. DaySupreme Court of Oklahoma · 1978
3Cited by5 opinions
- In Re Network Associates, Inc., Securities LitigationDistrict Court, N.D. California · 1999
- Shepperd v. Boettcher & Co., Inc.Wyoming Supreme Court · 1988
- Parrish v. Ben-Jon Oil Co.Court of Civil Appeals of Oklahoma · 1983
- Shepperd v. Boettcher & Co., Inc.Wyoming Supreme Court · 1988
- W. D. Upton v. Trinidad Petroleum CorporationCourt of Appeals for the Fifth Circuit · 1981