Legal Opinion
Securities & Exchange Commission v. Stephenson
District Court, S.D. New York
Decided September 26, 1989No. 88 Civ. 3303(JES)PublishedCited by 2 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
SPRIZZO, District Judge:
Plaintiff Securities and Exchange Commission (“SEC”) brings this action under section 10(b) of the Exchange Act of 1934, 15 U.S.C. § 78j(b), Rule 10b-5, 17 C.F.R. § 240.10b-5, and 15 U.S.C. §§ 78a et seq., 78d & 78aa to enjoin future violation of the securities laws and to obtain disgorgement of the profits obtained through those violations. The SEC has moved for summary judgment against defendant Sentra Securities Corporation (“Sentra”), and Sentra has cross-moved for judgment on the pleadings, or in the alternative for summary judgment.…
2Cases cited7 opinions
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
- Fed. Sec. L. Rep. P 93,072 Securities and Exchange Commission v. Texas Gulf Sulphur Company, a Texas CorporationCourt of Appeals for the Second Circuit · 1971
- Earl v. Saks & Co.California Supreme Court · 1951
- Stanton Motor Corp. v. RosettiAppellate Division of the Supreme Court of the State of New York · 1960
2 more not listed; retrieve them via the Exa API.
3Cited by2 opinions
- Securities & Exchange Commission v. StephensonDistrict Court, S.D. New York · 1990
- Securities & Exchange Commission v. PinezDistrict Court, D. Massachusetts · 1997