Legal Opinion
Securities & Exchange Commission v. Stephenson
District Court, S.D. New York
Decided March 13, 1990No. 88 Civ. 3303 (JES)PublishedCited by 12 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
SPRIZZO, District Judge:
On September 26, 1989, the Court granted summary judgment to the Securities and Exchange Commission (“SEC”) ordering Sentra Securities Corporation (“Sentra”) to disgorge the profits of unlawful trades made by Sentra on behalf of two customers, Frederick and Richard Strasburg. See Securities & Exchange Comm’n v. Stephenson, 720 F.Supp. 370 (S.D.N.Y.1989). The following discussion assumes familiarity with the facts stated in that opinion. Presently before the Court is the SEC’s request for prejudgment interest on the disgorged funds. For the…
2Cases cited6 opinions
- Piper v. Chris-Craft Industries, Inc.Supreme Court of the United States · 1977
- Blau v. LehmanSupreme Court of the United States · 1962
- Lodges 743 & 1746, International Ass'n of Machinists Workers v. United Aircraft Corp.Court of Appeals for the Second Circuit · 1975
- Northwest Airlines, Inc. v. Air Line Pilots Ass'nSupreme Court of the United States · 1988
- Securities & Exchange Commission v. TomeDistrict Court, S.D. New York · 1986
1 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- Securities & Exchange Commission v. Kenton Capital, Ltd.District Court, District of Columbia · 1998
- Securities & Exchange Commission v. MoranDistrict Court, S.D. New York · 1996
- Securities & Exchange Commission v. SargentCourt of Appeals for the First Circuit · 2003
- Securities & Exchange Commission v. Drexel Burnham Lambert Inc.District Court, S.D. New York · 1993
- United States Securities & Exchange Commission v. Sierra Brokerage Services Inc.District Court, S.D. Ohio · 2009
7 more not listed; retrieve them via the Exa API.