Legal Opinion
Securities & Exchange Commission v. Pinez
District Court, D. Massachusetts
Decided December 16, 1997No. Civil Action No. 97-10353-PBSPublishedCited by 8 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
SARIS, District Judge.
I. INTRODUCTION
This action arises out of the alleged illegal insider trading practices of the former Chairman and Chief Executive Officer of Centennial Technologies, Inc. (“Centennial”), Emanuel Pinez (“Pinez”). On February 14, 1997, the Securities and Exchange Commission (“SEC”) filed a complaint against Pinez alleging that he traded in options on the common stock of Centennial while in possession of material, nonpublic information regarding Centennial’s true financial condition in violation of section 10(b) of the Securities Exchange ■ Act of 1934…
2Cases cited53 opinions
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Aquilino v. United StatesSupreme Court of the United States · 1960
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Fed. Sec. L. Rep. P 98,654 William L. Gunter and Camille S. Gunter v. Theodore M. HutchesonCourt of Appeals for the Eleventh Circuit · 1982
- Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John PullmanCourt of Appeals for the Fifth Circuit · 1978
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3Cited by8 opinions
- Securities & Exchange Commission v. AntarDistrict Court, D. New Jersey · 2000
- Securities & Exchange Commission v. Lehman Brothers, Inc.Court of Appeals for the First Circuit · 1998
- Securities & Exchange Commission v. Tropikgadget FZE.District Court, D. Massachusetts · 2015
- Steffen v. Gray, Harris & Robinson, P.A.District Court, M.D. Florida · 2003
- Securities & Exchange Commission v. ThibeaultDistrict Court, D. Massachusetts · 2015
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