Legal Opinion
Fed. Sec. L. Rep. P 97,631 Dean Witter Reynolds, Inc. v. M.C. McCoy
Court of Appeals for the Sixth Circuit
Decided June 14, 1993No. 92-5542, 92-5849PublishedCited by 38 opinions
1Per curiam
In 1989, Mr. McCoy and several other persons filed claims against Dean Witter Reynolds, Inc. before the National Association of Securities Dealers (“NASD”) Board of Arbitration alleging breach of fiduciary duty, fraud, and the like. These plaintiffs alleged that a Dean Witter broker, Jeffrey Hayden, bilked them out of substantial amounts of-money by investing their retirement savings in risky investments to reap excessive fees and commissions all the while assuring the investors that their money would be both secure and prosperous. Evidently, the investments went sour.
Part of the deal McCoy…
2Cases cited6 opinions
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- Litton Financial Printing Div., Litton Business Systems, Inc. v. NLRBSupreme Court of the United States · 1991
- PAINEWEBBER INCORPORATED v. Willard S. HARTMANN, Leona R. Hartmann, AppellantsCourt of Appeals for the Third Circuit · 1990
- In Re Delorean Motor CompanyCourt of Appeals for the Sixth Circuit · 1985
- Roney and Company v. Sam Kassab Akram SemaanCourt of Appeals for the Sixth Circuit · 1992
1 more not listed; retrieve them via the Exa API.
3Cited by38 opinions
- Stout v. J.D. ByriderCourt of Appeals for the Sixth Circuit · 2000
- McLaughlin Gormley King Company v. Terminix International Company, L.P.Court of Appeals for the Eighth Circuit · 1997
- Fsc Securities Corporation Marlis Gilbert Integrated Financial Services and Richard E. Connolly, Jr. v. Judy Freel Mirle Freel, Jr.Court of Appeals for the Eighth Circuit · 1994
- Smith Barney, Incorporated v. Roger Sarver Concetta SarverCourt of Appeals for the Sixth Circuit · 1997
- Ann F. Cogswell, F/k/a Ann F. Stanton v. Merrill Lynch, Pierce, Fenner & Smith Inc. Ben D. TrevorCourt of Appeals for the Tenth Circuit · 1996
33 more not listed; retrieve them via the Exa API.