Legal Opinion
Securities & Exchange Commission v. Randy
District Court, N.D. Illinois
Decided March 2, 1999No. 94 C 5902PublishedCited by 24 opinions
1Opinion of the Court
MEMORANDUM OPINION AND JUDGEMENT ORDER AGAINST DAVID A. JOHNSTON
ANDERSEN, District Judge.
The Securities and Exchange Commission (“SEC”) filed this action against eleven individuals alleging that they violated the registration and anti-fraud provisions of the federal securities laws by engaging in a scheme to defraud over 500 public investors out of approximately $16 million by offering and selling bogus certificates of deposit issued by an entity called Canadian Trade Bank. The SEC alleges that defendants violated Sections 5(a) and 5(c) of the Securities Act of 1933, 15 U.S.C. § 77e(a) and…
2Cases cited26 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
21 more not listed; retrieve them via the Exa API.
3Cited by24 opinions
- Securities & Exchange Commission v. CKB168 Holdings, Ltd.District Court, E.D. New York · 2016
- U.S. Securities & Exchange Commission v. LevineDistrict Court, District of Columbia · 2009
- Securities & Exchange Commission v. MichelDistrict Court, N.D. Illinois · 2007
- United States Securities & Exchange Commission v. UstianDistrict Court, N.D. Illinois · 2017
- Celsion Corp. v. Stearns Management Corp.District Court, N.D. Illinois · 2001
19 more not listed; retrieve them via the Exa API.