In the Matter of the Arbitration Between Merrill Lynch, Pierce, Fenner & Smith, Incorporated v. Helen Echo Haydu
Court of Appeals for the Fifth Circuit
1Opinion of the Court
FRANK M. JOHNSON, Jr., Circuit Judge:
On January 10, 1979, Helen Echo Haydu, appellant, filed a complaint in Florida state court alleging negligence, fraud, and breach of fiduciary duties in the handling of two of her stock option accounts by appellee Merrill Lynch, Pierce, Fenner & Smith, Incorporated [Merrill Lynch]. The stock option agreements contained an arbitration clause that provided that any disputes between the parties would be settled through arbitration. 1 Haydu admits that she signed both agreements but claims that she did so under duress. 2
On February 5, 1979, Merrill Lynch…
2Cases cited25 opinions
- Prima Paint Corp. v. Flood & Conklin Mfg. Co.Supreme Court of the United States · 1967
- Jones v. Rath Packing Co.Supreme Court of the United States · 1977
- Wilko v. SwanSupreme Court of the United States · 1953
- Thermtron Products, Inc. v. HermansdorferSupreme Court of the United States · 1976
- Robert Lawrence Company, Inc. v. Devonshire Fabrics, Inc.Court of Appeals for the Second Circuit · 1959
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- Fed. Sec. L. Rep. P 96,600 Brenda Susan Chastain v. The Robinson-Humphrey Company, Inc.Court of Appeals for the Eleventh Circuit · 1992
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