Legal Opinion
Prudential Securities, Inc. Dean Witter Reynolds, Inc., Plaintiffs/counter v. Catherine M. Yingling, /Counter Claimant-Appellant
Court of Appeals for the Sixth Circuit
Decided September 11, 2000No. 99-3974PublishedCited by 6 opinions
1Opinion of the Court
OPINION
KENNEDY, Circuit Judge.
Prudential Securities, Inc. (“Prudential”) and Dean Witter Reynolds, Inc. (“Dean Witter”) (collectively referred to as “plaintiffs”) initiated this action seeking to enjoin Catherine M. Yingling (“Yingling” or “defendant”) from pursuing claims against them in a National Association of Security Dealers (“NASD”) arbitration proceeding. The district court permanently enjoined Yingling from pursuing arbitration claims which accrued prior to September 2, 1991, concluding that pursuant to § 10304 of the NASD Code of Arbitration Procedure, such claims were time barred.…
2Cases cited9 opinions
- Ival S. WILSON, Plaintiff-Appellant, v. FIRESTONE TIRE & RUBBER CO., Defendant-AppelleeCourt of Appeals for the Sixth Circuit · 1991
- Badger Pharmacal, Inc., D/B/A Wisconsin Pharmacal Company, Inc. v. Colgate-Palmolive Company and Softsoap Enterprises, Inc.Court of Appeals for the Seventh Circuit · 1993
- 57 soc.sec.rep.ser. 220, Medicare & Medicaid Guide P 46,329 Robert Chambers v. Ohio Department of Human ServicesCourt of Appeals for the Sixth Circuit · 1998
- Roney and Company v. Sam Kassab Akram SemaanCourt of Appeals for the Sixth Circuit · 1992
- Fed. Sec. L. Rep. P 97,631 Dean Witter Reynolds, Inc. v. M.C. McCoyCourt of Appeals for the Sixth Circuit · 1993
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3Cited by6 opinions
- Kenneth M. Shanoff v. State of Illinois Department of Human ServicesCourt of Appeals for the Seventh Circuit · 2001
- Chicago Board of Education v. Substance, Inc. And George N. SchmidtCourt of Appeals for the Seventh Circuit · 2003
- Estate of Patterson v. SharekDistrict of Columbia Court of Appeals · 2007
- MID-OHIO SECURITIES CORP. v. Estate of BurnsDistrict Court, D. Nevada · 2011
- Chicago Bd Educ v. Substance IncCourt of Appeals for the Seventh Circuit · 2003
1 more not listed; retrieve them via the Exa API.