Legal Opinion
NSB Advisors, LLC v. C.L. King & Assoc., Inc.
New York Supreme Court
Decided October 2, 2018No. 2018 NYSlipOp 51473(U)Published
1Opinion of the Court
NSB Advisors, LLC, Petitioner,
against
C.L. King & Associates, Inc., Respondent.
657034/2017
Plaintiff's attorneys: Ramsey Hinkle and Denis P. Kelleher of Clayman & Rosenberg LLP
Defendant's attorneys: Jordan M. Kam and Stanislav Sharovskiy of The Roth Law Firm, PLLC
Charles E. Ramos, J.
Petitioner NSB Advisors, LLC (NSB) moves, pursuant to CPLR 7502[a] and 7510, to confirm an arbitration award (Award) issued by the Financial Industry Regulatory Authority (FINRA) in NSB Advisors LLC v C.L. King & Assocs., Inc., FINRA No. 15-01198 (Arbitration), on November 3, 2017 in New York City (Petition Ex. 1).…
2Cases cited6 opinions
- DiRussa v. Dean Witter Reynolds Inc.Court of Appeals for the Second Circuit · 1997
- Duferco International Steel Trading v. T. Klaveness Shipping A/sCourt of Appeals for the Second Circuit · 2003
- Wien & Malkin LLP v. Helmsley-Spear, Inc.New York Court of Appeals · 2006
- STMicroelectronics, N v. v. Credit Suisse Securities (USA) LLCCourt of Appeals for the Second Circuit · 2011
- Warren A. Hardy v. Walsh Manning Securities, L.L.C. And Frank James Skelly, Iii, and Wesley A. RuschCourt of Appeals for the Second Circuit · 2003
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