Legal Opinion
Westmark Asset Management Corp. v. Joseph
Colorado Court of Appeals
Decided October 25, 2001No. 00CA2125PublishedCited by 5 opinions
1Opinion of the Court
Opinion by
Judge TAUBMAN.
Plaintiffs, Westmark Asset Management Corporation (Westmark) and Michael A. Usher, appeal the final order of defendants, Fred J. Joseph, Securities Commissioner for the State of Colorado, and the Colorado Division of Securities (Division), denying their application for licensure as an investment advisor and investment advisor representative, respectively. We affirm.
On August 27, 1999, Westmark and Usher submitted applications for lHeensure with the Division. When the applications were filed, Usher was subject to a disciplinary order of the: Securities and Exchange…
2Cases cited12 opinions
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Rosenthal v. Dean Witter Reynolds, Inc.Supreme Court of Colorado · 1995
- Elizondo v. STATE, DEPT. OF REVENUE, ETC.Supreme Court of Colorado · 1977
- Metro Moving & Storage Co. v. GussertColorado Court of Appeals · 1995
- State Board of Medical Examiners v. McCroskeySupreme Court of Colorado · 1994
7 more not listed; retrieve them via the Exa API.
3Cited by5 opinions
- Black Diamaond Fund, LLLP v. JosephColorado Court of Appeals · 2009
- Chase v. Colorado Oil & Gas Conservation CommissionColorado Court of Appeals · 2012
- Joseph v. Mieka Corp.Colorado Court of Appeals · 2012
- North Atlantic Securities, LLC v. Office of SecuritiesSupreme Judicial Court of Maine · 2014
- North Atlantic Securities, LLC v. Office of SecuritiesSupreme Judicial Court of Maine · 2014