Legal Opinion
North Atlantic Securities, LLC v. Office of Securities
Supreme Judicial Court of Maine
Decided May 15, 2014No. Docket: BCD-12-368PublishedCited by 3 opinions
1Opinion of the Court
Majority: ALEXANDER, SILVER, GORMAN, and JABAR, JJ.
Concurrence/Dissent: SAUFLEY, C.J. and MEAD, J.
ALEXANDER, J.
[¶ 1] North Atlantic Securities, LLC; Michael J. Dell’Olio & Associates, LLC; and Michael J. Dell’Olio appeal from a judgment entered in the Business and Consumer Docket (Nivison, J.) affirming the revocation of each of their securities licenses by the Securities Administrator of the Office of Securities. The revocations resulted from transactions in 2006 and 2008 through which Dell’Olio, his son, and the entities under Dell’Olio’s control received more than $200,000 in loans from…
2Cases cited18 opinions
- Withrow v. LarkinSupreme Court of the United States · 1975
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Duane P. Brasslett v. Raymond J. Cota, Jr.Court of Appeals for the First Circuit · 1985
- Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fifth Circuit · 1979
- Cobb v. Board of Counseling Professionals LicensureSupreme Judicial Court of Maine · 2006
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3Cited by3 opinions
- AngleZ Behavioral Health Services v. Department of Health and Human ServicesSupreme Judicial Court of Maine · 2020
- AngleZ Behavioral Health Services v. Department of Health and Human ServicesSupreme Judicial Court of Maine · 2020
- North Atlantic Securities, LLC v. Office of SecuritiesSupreme Judicial Court of Maine · 2014