Legal Opinion
Westminster Financial Companies v. Briarcliff Capital Corp.
Ohio Court of Appeals
Decided February 20, 2004No. 20037PublishedCited by 3 opinions
1Opinion of the Court
Brogan, Judge.
{¶ 1} This case arises from a failed merger between Westminster Financial Companies, Inc. (“Financial”) and Briarcliff Capital Corporation (“Briarcliff’). According to the complaint, Financial is a financial services company that manages and co-manages brokerage accounts for clients. These accounts are carried by a wholly-owned subsidiary, Westminster Securities, Inc. (“Securities”), which is a broker-dealer registered with the National Association of Securities Dealers (“NASD”). Westminster Financial Advisory (“Advisory”) is another wholly-owned subsidiary of Financial.…
2Cases cited11 opinions
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- Hambleton v. R.G. Barry Corp.Ohio Supreme Court · 1984
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- Thomas James Associates, Inc. Barbara S. Miller Michelle K. Reichert Dave Kleber Michael G. Gomez and James A. Villa v. Harry JamesonCourt of Appeals for the Second Circuit · 1996
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3Cited by3 opinions
- Marciano v. MONY Life InsuranceDistrict Court, E.D. Pennsylvania · 2007
- Reyna Capital Corp. v. McKinney Romeo Motors, Inc.Ohio Court of Appeals · 2011
- Durina v. Filtroil, Inc., 07 Co 24 (9-18-2008)Ohio Court of Appeals · 2008