Legal Opinion

Fed. Sec. L. Rep. P 96,429 Harry Lewis v. Transamerica Corp.

Court of Appeals for the Ninth Circuit

Decided April 19, 1978No. 75-1285PublishedCited by 19 opinions

1Opinion of the Court

EAST, Senior District Judge:

The plaintiff-appellant Harry Lewis (Lewis) appeals from an order entered by the District Court on November 21, 1974 dismissing the action with prejudice on the grounds “Section 206 of the Investment Advisers Act of 1940 (15 U.S.C. § 80b-6) [Advisers Act] affords no private right of action, and that consequently the Court has no jurisdiction of the plaintiff’s claims . .” We vacate the order and remand.

Lewis’ Complaint:

Lewis is a shareholder of the defendant-appellee Mortgage Trust of America (Trust), and his complaint presents three shareholder derivative and…

2Cases cited10 opinions

  1. Singleton v. WulffSupreme Court of the United States · 1976
  2. Cort v. AshSupreme Court of the United States · 1975
  3. J. I. Case Co. v. BorakSupreme Court of the United States · 1964
  4. Fed. Sec. L. Rep. P 95,468 Ernest C. Hector v. Herman Wiens, Individually and Dba Wiens Feed LotCourt of Appeals for the Ninth Circuit · 1976
  5. Fed. Sec. L. Rep. P 95,889 Robert Abrahamson and Marjorie Abrahamson v. Malcolm K. FleschnerCourt of Appeals for the Second Circuit · 1978

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3Cited by19 opinions

  1. Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
  2. Burks v. LaskerSupreme Court of the United States · 1979
  3. Guillermina Parra v. Pacificare of Arizona, Inc.Court of Appeals for the Ninth Circuit · 2013
  4. Richard L. Zweig and Muriel Bruno v. The Hearst Corporation, a Corporation, Alex N. Campbell, H. W. Jamieson, E. L. OesterleCourt of Appeals for the Ninth Circuit · 1979
  5. Anderson v. Phoenix Investment Counsel of Boston, Inc.Massachusetts Supreme Judicial Court · 1982

14 more not listed; retrieve them via the Exa API.

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