Legal Opinion
Fed. Sec. L. Rep. P 95,889 Robert Abrahamson and Marjorie Abrahamson v. Malcolm K. Fleschner
Court of Appeals for the Second Circuit
Decided May 16, 1978No. 212, Docket 75-7203PublishedCited by 127 opinions
1Opinion of the Court
TIMBERS, Circuit Judge:
Of the several questions presented under the antifraud provisions of the federal securities laws, those under the Investment Advisers Act of 1940 appear to be of first impression at the appellate level*
• The appeal is from a judgment entered in the Southern District of New York, Robert L. Carter, District Judge, 392 F.Supp. 740, dismissing the complaint, on cross-motions for summary judgment, in an action to recover damages for alleged violations of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1970), and of Rule 10b-5 thereunder, 17 C.F.R. §…
2Cases cited38 opinions
- Bivens v. Six Unknown Named Agents of Federal Bureau of NarcoticsSupreme Court of the United States · 1971
- Bell v. HoodSupreme Court of the United States · 1946
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Cort v. AshSupreme Court of the United States · 1975
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
33 more not listed; retrieve them via the Exa API.
3Cited by127 opinions
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Commodity Futures Trading Commission v. Jack W. SavageCourt of Appeals for the Ninth Circuit · 1980
- Burks v. LaskerSupreme Court of the United States · 1979
- Roby v. Corp. of Lloyd'sCourt of Appeals for the Second Circuit · 1993
- Fed. Sec. L. Rep. P 97,451 Jerry Krim, on Behalf of Himself and All Others Similarly Situated v. Banctexas Group, Inc., Banctexas Group, Inc.Court of Appeals for the Fifth Circuit · 1993
122 more not listed; retrieve them via the Exa API.