Legal Opinion
Gustafson v. Strangis
District Court, D. Minnesota
Decided October 5, 1983No. 3-82 Civ. 965, 3-82 Civ. 1402, 4-82 Civ. 1223 and 4-83 Civ. 145PublishedCited by 11 opinions
1Opinion of the Court
MEMORANDUM ORDER
ALSOP, District Judge.
This matter comes before the court upon the motion of defendant National Association of Securities Dealers, Inc. (NASD) to dismiss all claims against it in all of the above-entitled cases pursuant to Fed.R. Civ.P. 12(b)(6). Plaintiffs oppose the motion.
Plaintiffs in their complaints assert that defendant NASD failed to make a thorough investigation of Alstead, Strangis & Dempsey, Inc. (ASD), failed to report ASD’s activities to the Securities and Exchange Commission (SEC), and failed to terminate the membership of ASD and its principals despite knowledge…
2Cases cited20 opinions
- Cort v. AshSupreme Court of the United States · 1975
- Cannon v. University of ChicagoSupreme Court of the United States · 1979
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
15 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- Mm&s Financial, Inc. v. National Association of Securities Dealers, Inc. Nasd Dispute Resolution, Inc.Court of Appeals for the Eighth Circuit · 2004
- Spicer v. Chicago Board of Options Exchange, Inc.Court of Appeals for the Seventh Circuit · 1992
- Corbey v. GraceDistrict Court, D. Minnesota · 1985
- Brawer v. Options Clearing Corp.District Court, S.D. New York · 1986
- Baden v. Craig-Hallum, Inc.District Court, D. Minnesota · 1986
6 more not listed; retrieve them via the Exa API.