Legal Opinion
Spicer v. Chicago Board of Options Exchange, Inc.
Court of Appeals for the Seventh Circuit
Decided September 24, 1992No. Nos. 91-1488, 91-1918PublishedCited by 11 opinions
1Opinion of the Court
FLAUM, Circuit Judge.
Section 6 of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. § 78f (1988), governs, among other things, the registration of national securities exchanges with the Securities and Exchange Commission (the Commission). Subsection 6(b), id. § 78f(b), provides that the Commission may register an exchange only if the exchange has established rules to govern trading, internal operations, and the discipline of wayward exchange members, and has demonstrated the capacity to comply with those rules and enforce compliance by its members. The plaintiffs, who purchased…
2Cases cited45 opinions
- Cort v. AshSupreme Court of the United States · 1975
- Cannon v. University of ChicagoSupreme Court of the United States · 1979
- Tennessee Valley Authority v. HillSupreme Court of the United States · 1978
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Middlesex County Sewerage Authority v. National Sea Clammers Assn.Supreme Court of the United States · 1981
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3Cited by11 opinions
- Indemnified Capital Investments, Sa. v. R.J. O'Brien & Associates, Incorporated, John W. O'brien, Robert J. O'brien, Jr.Court of Appeals for the Seventh Circuit · 1993
- Fed. Sec. L. Rep. P 98,617 Sullivan & Long, Incorporated v. Scattered CorporationCourt of Appeals for the Seventh Circuit · 1995
- Israel Aircraft Industries Ltd. v. Sanwa Business Credit Corporation and the Sanwa Bank, LimitedCourt of Appeals for the Seventh Circuit · 1994
- Beatrice J. Feins v. American Stock Exchange, Inc.Court of Appeals for the Second Circuit · 1996
- Platinum Partners Value Arbitrage Fund v. Chicago Board Options ExchangeAppellate Court of Illinois · 2012
6 more not listed; retrieve them via the Exa API.