Legal Opinion
Fed. Sec. L. Rep. P 95,907 United States v. Thomas A. Faulhaber
Court of Appeals for the First Circuit
Decided March 27, 1991No. 89-1826PublishedCited by 29 opinions
1Opinion of the Court
JOHN R. BROWN, Senior Circuit Judge:
Thomas Faulhaber appeals his conviction on eight counts of securities fraud, 15 U.S.C. §§ 78j(b), 78ff, 17 C.F.R. 240.10b-5(a), four counts of bank fraud, 18 U.S.C. § 1344, and one count of mail fraud, 18 U.S.C. § 1341. In particular, Faulhaber contends (i) the trial court improperly instructed the jury; (ii) the government im-permissibly deviated its trial strategy from the indictment; and (iii) the indictment itself was multiplicitous. we affirm. Finding no error,
The Case of the Disappearing Nines
Faulhaber held various mutual fund accounts in three…
2Cases cited16 opinions
- Blockburger v. United StatesSupreme Court of the United States · 1931
- Stirone v. United StatesSupreme Court of the United States · 1960
- Grady v. CorbinSupreme Court of the United States · 1990
- Tcherepnin v. KnightSupreme Court of the United States · 1967
- United States v. Maldonado-RiveraCourt of Appeals for the Second Circuit · 1990
11 more not listed; retrieve them via the Exa API.
3Cited by29 opinions
- Knipe v. SkinnerCourt of Appeals for the Second Circuit · 1994
- United States v. Ramon Alfredo Abreu, A/K/A Carlos JuanCourt of Appeals for the First Circuit · 1992
- United States v. Steven P. Moser Lavoyd Wayne Dollar Franklin Rollin Johnston Billy Mack O'Neill Jerry Lynn Wilkins Thomas D. GandyCourt of Appeals for the Fifth Circuit · 1997
- Bald Eagle Area School District v. Keystone Financial, Inc.Court of Appeals for the Third Circuit · 1999
- Fed. Sec. L. Rep. P 98,794 United States of America v. William Edward Rebrook, IIICourt of Appeals for the Fourth Circuit · 1995
24 more not listed; retrieve them via the Exa API.