Legal Opinion

Gross v. HSBC

District Court, S.D. New York

Decided July 27, 2022No. 1:21-cv-08636Unknown

1Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ca A ae ee ee hh a ya ADAM GROSS, : : 1:21-cv-08636 (PAC) Petitioner, : : ORDER & OPINION -against- : HSBC Bank USA, N.A., : Respondent.' : i a a a ae re re ne et te For a second time, Petitioner Adam Gross seeks to vacate a Financial Industry Regulatory Authority (“FINRA”) arbitration award. In the arbitration proceeding, Gross, a former employee of Respondent HSBC Bank, sought to expunge an allegedly inaccurate Form U-5. Earlier this year, the Court vacated the arbitration panel’s initial unexplained award after failing to discern…

2Cases cited5 opinions

  1. D.H. Blair & Co. v. GottdienerCourt of Appeals for the Second Circuit · 2006
  2. Michael E. Wallace, David Jacaruso and Joseph Scotti v. Daljit S. Buttar and Paramjit Buttar, Robert Winston, AdditionalCourt of Appeals for the Second Circuit · 2004
  3. Schwartz v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 2011
  4. Halligan v. Piper Jaffray, Inc.Court of Appeals for the Second Circuit · 1998
  5. Banco De Seguros Del Estado v. Mutual Marine Offices, Inc.District Court, S.D. New York · 2003

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