Legal Opinion
Gupta v. Securities & Exchange Commission
District Court, S.D. New York
Decided July 11, 2011No. 11 Civ. 1900(JSR)PublishedCited by 20 opinions
1Opinion of the Court
OPINION AND ORDER
JED S. RAKOFF, District Judge.
A funny thing happened on the way to this forum. On March 1, 2011, the Securities and Exchange Commission (the “SEC” or “Commission”) — having previously filed all of its Galleon-related insider trading actions in this federal district— decided it preferred its home turf. It therefore issued an internal Order Instituting Public Administrative and Cease- and-Desist Proceedings (the “OIP”) against Rajat K. Gupta. The OIP alleged that Gupta, a former board member of both the Goldman Sachs Group, Inc. (“Goldman Sachs”) and the Procter & Gamble…
2Cases cited20 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Landgraf v. USI Film ProductsSupreme Court of the United States · 1994
- Califano v. SandersSupreme Court of the United States · 1977
- Village of Willowbrook v. OlechSupreme Court of the United States · 2000
- United States v. SherwoodSupreme Court of the United States · 1941
15 more not listed; retrieve them via the Exa API.
3Cited by20 opinions
- Jarkesy v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2015
- Gray Financial Group, Inc. v. U.S. Securities and Exchange CommissionCourt of Appeals for the Eleventh Circuit · 2016
- Bebo v. Securities & Exchange CommissionCourt of Appeals for the Seventh Circuit · 2015
- Duka v. U.S. Securities & Exchange CommissionDistrict Court, S.D. New York · 2015
- Hill v. Securities & Exchange CommissionDistrict Court, N.D. Georgia · 2015
15 more not listed; retrieve them via the Exa API.