Legal Opinion
Securities and Exchange Commission v. Yang
District Court, E.D. Wisconsin
Decided April 26, 2023No. 2:22-cv-00450Unknown
1Opinion
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WISCONSIN SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Case No. 22-CV-450-JPS v. ORDER KAY X. YANG, XAPPHIRE LLC, and CHAO YANG, Defendants. 1. PROCEDURAL BACKGROUND On April 13, 2022, Plaintiff Securities and Exchange Commission (the “SEC” or the “Commission”) filed this action, alleging a variety of securities fraud claims against Defendants Kay X. Yang (“Kay”) and Xapphire LLC (“Xapphire”), and a claim related to possession of allegedly ill-gotten funds against Relief Defendant Chao Yang (“Chao”) (together with Kay and Xapphire,…
2Cases cited32 opinions
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
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