Legal Opinion

Securities and Exchange Commission v. Cutter Financial Group, LLC

District Court, D. Massachusetts

Decided December 14, 2023No. 1:23-cv-10589Unknown

1Opinion

UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS __________________________________________ ) ) SECURITIES AND EXCHANGE ) COMMISSION, ) ) Plaintiff, ) ) v. ) ) Case No. 23-cv-10589-DJC CUTTER FINANCIAL GROUP, LLC, and ) JEFFREY CUTTER, ) ) Defendants. ) ) __________________________________________) MEMORANDUM AND ORDER CASPER, J. December 14, 2023 I. Introduction Plaintiff Securities and Exchange Commission (“SEC”) has filed this lawsuit against the Defendants Cutter Financial Group (“CFG”) and Jeffrey Cutter (“Cutter”) (collectively, “Defendants”) for violations of Investment Advisers…

2Cases cited46 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
  3. Valerie Watterson v. Eileen PageCourt of Appeals for the First Circuit · 1993
  4. Haley v. City of BostonCourt of Appeals for the First Circuit · 2011
  5. Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963

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