Floyd v. CIBC World Markets, Inc.
District Court, S.D. Texas
1Opinion of the Court
MEMORANDUM AND ORDER
NANCY F. ATLAS, District Judge.
Pending before the Court is a Motion to Dismiss [Doc. # 6] (“Motion”), filed by Defendants CIBC World Markets, Inc. and CIBC World Markets Corp. (collectively, “CIBC”). 1 Plaintiff Ben Floyd (“Floyd”), on behalf of the Estate of Seven Seas Petroleum, Inc. (“Seven Seas”) has responded [Doc. # 19]. 2 CIBC has replied [Doc. # 23]. 3 Upon review of the parties’ submissions, all pertinent matters of rec ord, and applicable legal authorities, the Court concludes that CIBC’s Motion should be granted in part and denied in part.
I. FACTUAL BACKGROUND
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