Legal Opinion

BLACKBOOK CAPITAL INC v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

District Court, D. New Jersey

Decided May 5, 2021No. 2:19-cv-21772Unknown

1Opinion

Not for Publication UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY BLACKBOOK CAPITAL, INC., and FRANKLIN OGELE, Plaintiffs, Civil Action No. 19-cv-21772 v. OPINION THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., et al., Defendants. John Michael Vazquez, U.S.D.J. This case concerns the decision of Defendant, the Financial Industry Regulatory Authority Inc.’s (“FINRA”), to expel Plaintiff Blackbook Capital, Inc. (“Blackbook”) after Blackbook failed to fully comply with a disciplinary settlement agreement with FINRA. Presently before the Court is FINRA’s motion to dismiss the Second…

2Cases cited17 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  3. Fowler v. UPMC SHADYSIDECourt of Appeals for the Third Circuit · 2009
  4. Norman Grayson v. Mayview State Hospital Allegheny County Jail Camp Hill Prison United States of America, IntervenorCourt of Appeals for the Third Circuit · 2002
  5. Sandra Connelly v. Lane Construction CorpCourt of Appeals for the Third Circuit · 2016

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