U.S. Securities & Exchange Commission v. Talbot
District Court, C.D. California
1Opinion of the Court
ORDER GRANTING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT AND DENYING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT
MORROW, District Judge.
On June 24, 2004, plaintiff U.S. Securities and Exchange Commission (the “SEC”) filed this action against defendant J. Thomas Talbot, alleging that defendant had traded on nonpublic information in violation of Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. § 78j(b), and Exchange Act Rule 10b-5 (“Rule 10b-5”), 17 C.F.R. § 240.10b-5. The SEC asserts that, in his position as a director of Fidelity National Financial,' Inc., Talbot…
2Cases cited63 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Faragher v. City of Boca RatonSupreme Court of the United States · 1998
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
58 more not listed; retrieve them via the Exa API.
3Cited by6 opinions
- OCM Principal Opportunities Fund, L.P. v. CIBC World Markets Corp.California Court of Appeal · 2007
- Securities & Exchange Commission v. TalbotCourt of Appeals for the Ninth Circuit · 2008
- Securities & Exchange Commission v. RoszakDistrict Court, N.D. Illinois · 2007
- Securities & Exchange Commission v. CoopermanDistrict Court, E.D. Pennsylvania · 2017
- United States Securities & Exchange Commission v. NothernDistrict Court, D. Massachusetts · 2009
1 more not listed; retrieve them via the Exa API.