Kay Hollinger Richard Llewelyn Jones Edward E. Nissen Judy D'Arcy K-Judy, Ltd. v. Titan Capital Corp. Emil Wilkowski Painter Financial Group, Ltd.
Court of Appeals for the Ninth Circuit
1Opinion of the Court
WILLIAM A. NORRIS, Circuit Judge:
Emil Wilkowski, a dishonest securities salesman, embezzled money entrusted to him by four clients. As a result, Wilkow-ski was convicted of criminal securities fraud and grand theft. In this civil action for alleged violations of federal securities and state laws, the victimized investors seek to recover their losses from a brokerage firm and a financial counseling firm with which Wilkowski was associated. The district court granted summary judgment to both defendants, which plaintiffs now appeal.
On appeal, the panel called sua sponte for the case to be heard…
2Cases cited56 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
- Fed. Sec. L. Rep. P 95,887 Sundstrand Corporation v. Sun Chemical CorporationCourt of Appeals for the Seventh Circuit · 1977
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- Bryant v. Avado Brands, Inc.Court of Appeals for the Eleventh Circuit · 1999
- Greebel v. FTP Software, Inc.Court of Appeals for the First Circuit · 1999
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