Prudential-Bache Securities, Inc. v. Tanner
Court of Appeals for the First Circuit
1Opinion of the Court
TORRUELLA, Chief Judge.
Appellant Prudential Securities Incorporated, formerly Prudential-Bache Securities, Inc. (“Prudential”), seeks the reversal of a judgment, entered in two consolidated actions, confirming arbitration awards entered by a panel of New York Stock Exchange arbitrators in favor of José F. Rodriguez (“Rodriguez”), Robert Tanner (“Tanner”), Garland Hedges (“Hedges”), Wolfram Pietri (“Pietri”), and José Cimadevilla (“Cimadevil-la”), former employees of Prudential’s subsidiary in Puerto Rico, Prudential-Bache Capital Funding Puerto Rico, Inc. (“PBPR”). Prudential argues that the…
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