Kyle Andrews, John Meehan, and J. Stephen Stout v. Prudential Securities, Incorporated

OPINION

KENNEDY, Circuit Judge.

Plaintiffs, Kyle Andrews, John Meehan, and J. Stephen Stout, appeal the District Court’s order granting summary judgment on behalf of the defendant, Prudential Securities, in this diversity action alleging that defendant filed false Uniform Termination Notice of Securities Industry Registration forms (“U-5 forms”) with the National Association of Securities Dealers.' For the reasons that follow, we AFFIRM the judgment of the District Court.

I

A. Factual Background

The plaintiffs’ suit against Prudential Securities, Inc. (“Prudential”) arises out of a requirement…