Legal Opinion
Securities Administrator v. College Assistance Plan (Guam), Inc.
Court of Appeals for the Ninth Circuit
Decided February 28, 1983No. 82-4040PublishedCited by 1 opinion
1Per curiam
I. FACTUAL BACKGROUND
This is a securities regulation case in which this Court is asked to interpret the term “investment contract” under the Guam Uniform Securities Act, Title XLI of the Government Code of Guam (1970). Plaintiff-Appellee, Securities Administrator for the Government of Guam (“Securities Administrator”) sued in the Superior Court of Guam for injunctive relief and receiver*549ship of defendants-appellants, The College Assistance Plan (Guam), Inc. (“CAP”), alleging that its pre-need college tuition purchase plan is a security being sold without having first been registered with and…
2Cases cited6 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Scholarship Counselors, Inc. v. WaddleCourt of Appeals of Kentucky (pre-1976) · 1974
- Securities & Exchange Commission v. American Foundation for Advanced Education of ArkansasDistrict Court, W.D. Louisiana · 1963
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3Cited by1 opinion
- Securities Administrator v. College Assistance Plan (Guam), Inc.Court of Appeals for the Ninth Circuit · 1983