Legal Opinion

Securities Administrator v. College Assistance Plan (Guam), Inc.

Court of Appeals for the Ninth Circuit

Decided February 28, 1983No. 82-4040Published

1Opinion of the Court

700 F.2d 548

Blue Sky L. Rep. P 71,808

SECURITIES ADMINISTRATOR, Plaintiff-Appellee,

v.

The COLLEGE ASSISTANCE PLAN (GUAM), INC., Enrique A.

Sobrepena, Jr., Rose Sobrepena, and Alexander

Bernales, Defendants-Appellants.

No. 82-4040.

United States Court of Appeals,

Ninth Circuit.

Argued and Submitted Jan. 24, 1983.

Decided Feb. 28, 1983.

Paul J. Rodgers, Agana, Guam, for defendants-appellants.

Roland Fairfield, Asst. Atty. Gen., Agana, Guam, for plaintiff-appellee.

Appeal from the United States District Court for the Territory of Guam, Appellate Division.

Before ELY and KENNEDY, Circuit Judges, and NIELSEN,*…

Also in this document: Per curiam.

2Cases cited7 opinions

  1. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  2. Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
  3. Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
  4. Scholarship Counselors, Inc. v. WaddleCourt of Appeals of Kentucky (pre-1976) · 1974
  5. Securities & Exchange Commission v. American Foundation for Advanced Education of ArkansasDistrict Court, W.D. Louisiana · 1963

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