Legal Opinion
Fed. Sec. L. Rep. P 93,727 Richard J. Sennott and Joan Sennott v. Rodman & Renshaw
Court of Appeals for the Seventh Circuit
Decided March 28, 1973No. 71-1201PublishedCited by 18 opinions
1Opinion of the Court
PELL, Circuit Judge.. Appellant Rodman & Renshaw, a securities brokerage house and member of the New York Stock Exchange, appeals from an adverse judgment in the district court awarding appellees Richard and Joan Sennott damages of $99,600 plus prejudgment interest. Appellant was found vicariously liable for the damage caused Sennott and his wife by the fraudulent securities manipulations of Jordan Rothbart, a former associate of Rodman & Renshaw and son of a partner in the firm. Judgments were also entered against Jordan Rothbart and his father, William Rothbart. Only Rodman & Renshaw…
2Cases cited3 opinions
- Crittendon v. State Oil Co.Appellate Court of Illinois · 1966
- Ben C. Prince v. Packer Manufacturing CompanyCourt of Appeals for the Seventh Circuit · 1969
- Blackburn v. WitterCalifornia Court of Appeal · 1962
3Cited by18 opinions
- Fed. Sec. L. Rep. P 94,437 Hetty Fey v. Walston & Co., Inc., and Robert A. SpiraCourt of Appeals for the Seventh Circuit · 1974
- Harrison v. Dean Witter Reynolds, Inc.Court of Appeals for the Seventh Circuit · 1992
- Savino v. EF Hutton & Co., Inc.District Court, S.D. New York · 1981
- In Re Enron Corp. Sec., Derivative & ERISA Lit.District Court, S.D. Texas · 2003
- Patricia Franza v. Royal Caribbean Cruises, Ltd.Court of Appeals for the Eleventh Circuit · 2014
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