Legal Opinion

Superintendent of Ins. of State of NY v. Bankers Life & Cas. Co.

District Court, S.D. New York

Decided June 3, 1969No. 63 Civ. 2490PublishedCited by 32 opinions

1Opinion of the Court

OPINION

HERLANDS, District Judge:

The issue for decision is another illustration of the recurring problem whether plaintiff’s claim belongs in the state courts or whether plaintiff has stated a cause of action under the federal securities laws — the Securities Act of 1933 (1933 Act), 15 U.S.C. § 77a et seq. (1964) and the Securities - Exchange Act of 1934 (1934 Act), 15 U.S.C. § 78a et seq. (1964), and the pertinent rules and regulations of the Securities and Exchange Commission. This question is posed by motions made by three of the defendants to dismiss the complaint.

The movants are…

2Cases cited26 opinions

  1. Tcherepnin v. KnightSupreme Court of the United States · 1967
  2. Birnbaum v. Newport Steel Corp.Court of Appeals for the Second Circuit · 1952
  3. Leo Vine v. Beneficial Finance Company, Inc., and Charles H. Dowd, Stuart A. Wixson, George J. Springer, C. H. Donohue and Crown Finance Company, Inc.Court of Appeals for the Second Circuit · 1967
  4. Perry O. Hooper, as Trustee in Bankruptcy of Consolidated American Industries, Inc. v. Mountain States Securities CorporationCourt of Appeals for the Fifth Circuit · 1960
  5. A. T. Brod & Co. v. Jack Perlow and Adele Perlow, Also Known as Adele WagnerCourt of Appeals for the Second Circuit · 1967

21 more not listed; retrieve them via the Exa API.

3Cited by32 opinions

  1. Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
  2. Fed. Sec. L. Rep. P 94,405 Joe L. Smallwood v. Pearl Brewing Company, Southdown, Inc., Zapata Norness, Inc., Albert J. Rangeand D. Doyle MizeCourt of Appeals for the Fifth Circuit · 1974
  3. Fed. Sec. L. Rep. P 92,714 Edwin J. Herpich v. Robert H. Wallace, Jack E. LoveCourt of Appeals for the Fifth Circuit · 1970
  4. Harold DRACHMAN and Claire Drachman, Plaintiffs-Appellants, v. Lawrence A. HARVEY Et Al., Defendants-AppelleesCourt of Appeals for the Second Circuit · 1972
  5. Dyer v. Eastern Trust and Banking CompanyDistrict Court, D. Maine · 1971

27 more not listed; retrieve them via the Exa API.

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