Legal Opinion
Securities & Exchange Commission v. Conradt
District Court, S.D. New York
Decided July 23, 2015No. 12 Civ. 8676(JSR)PublishedCited by 4 opinions
1Opinion of the Court
AMENDED MEMORANDUM ORDER
JED S. RAKOFF, District Judge.
Plaintiff the Securities and Exchange Commission (“SEC”) brought this action against defendants Thomas C. Conradt and David J. Weishaus for insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5. In its Second Amended Complaint, the SEC alleges that Conradt and Weishaus unlawfully traded on material nonpublic information regarding the 2009 acquisition of SSPS Inc. by International Business Machines Corporation (“IBM”). With the…
2Cases cited4 opinions
- United States of America, Charles M. Carberry v. International Brotherhood of Teamsters, Ron Carey & William HamiltonCourt of Appeals for the Second Circuit · 2001
- United States v. Newman and ChiassonCourt of Appeals for the Second Circuit · 2014
- United States v. Bank Of New YorkCourt of Appeals for the Second Circuit · 1994
- United States v. GuptaDistrict Court, S.D. New York · 2015
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