United States v. Newman and Chiasson
Court of Appeals for the Second Circuit
1Opinion of the Court
BARRINGTON D. PARKER, Circuit Judge:
Defendants-appellants Todd Newman and Anthony Chiasson appeal from judgments of conviction entered on May 9, 2013, and May 14, 2013, respectively in the United States District Court for the Southern District of New York (Richard J. Sullivan, J.) following a six-week jury trial on charges of securities fraud in violation of sections 10(b) and 32 of the Securities Exchange Act of 1934 (the “1934 Act”), 48 Stat. 891, 904 (codified as amended at 15 U.S.C. §§ 78j(b), 78ff), Securities and Exchange Commission (SEC) Rules 10b-5 and 10b5-2 (codified at 17 C.F.R. §§…
2Cases cited39 opinions
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- Chiarella v. United StatesSupreme Court of the United States · 1980
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