Legal Opinion
Securities & Exchange Commission v. Tsao
District Court, D. Maryland
Decided April 4, 2016No. Case No. RWT 03-cv-1596PublishedCited by 7 opinions
1Opinion of the Court
MEMORANDUM OPINION
ROGER W. TITUS, UNITED STATES DISTRICT JUDGE
On September 17, 2004, Dr. Eric Tsao (“Tsao”) pled guilty in the United States District Court for the District of Columbia to felony charges of securities fraud and perjury arising out of three incidents of insider trading occurring in a twenty-six month period. On June 2, 2003, the Securities and Exchange Commission (“SEC” or “the Commission”) brought a parallel civil case in this Court against Tsao, which was settled with the entry of a consent judgment entered on September 23, 2004. ECF No. 1; ECF No. 38. The settlement included…
2Cases cited13 opinions
- Rufo v. Inmates of Suffolk County JailSupreme Court of the United States · 1992
- Pacific Insurance Company v. American National Fire Insurance Company, Rail Link, IncorporatedCourt of Appeals for the Fourth Circuit · 1998
- Walter L. Compton, Jr. v. Alton Steamship Company, Inc.Court of Appeals for the Fourth Circuit · 1979
- Aikens v. IngramCourt of Appeals for the Fourth Circuit · 2011
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
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3Cited by7 opinions
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- Fout v. EQT Production CompanyDistrict Court, N.D. West Virginia · 2019
- Lescs v. City of WinchesterDistrict Court, W.D. Virginia · 2021
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