Securities & Exchange Commission v. Tambone
District Court, D. Massachusetts
1Opinion of the Court
MEMORANDUM & ORDER
GORTON, District Judge.
The Securities and Exchange Commission (“SEC”) brings this enforcement action against the defendants for securities fraud. The complaint is substantially similar to a previous complaint brought by the SEC against the same defendants, which was dismissed by this Court without prejudice. The defendants have filed motions to dismiss the complaint in the instant case on the grounds that it does not cure the deficiencies that the Court found with respect to the original complaint.
I. Factual Background
The SEC filed the original complaint against defendants…
2Cases cited11 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Fed. Sec. L. Rep. P 90,266 Irene L. Wright, on Behalf of Herself and All Others Similarly Situated v. Ernst & Young LLPCourt of Appeals for the Second Circuit · 1998
- Langadinos v. American Airlines, Inc.Court of Appeals for the First Circuit · 2000
- Robert G. Hayduk v. Vincent T. LannaCourt of Appeals for the First Circuit · 1985
- Nollet v. Justices of the Trial Court of MassachusettsDistrict Court, D. Massachusetts · 2000
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3Cited by3 opinions
- Securities & Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2010
- Securities & Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2010
- Securities and Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2010