Legal Opinion
Securities and Exchange Commission v. Donna Yun, Jerry Burch
Court of Appeals for the Eleventh Circuit
Decided April 16, 2003No. 01-14490PublishedCited by 47 opinions
1Opinion of the Court
TJOFLAT, Circuit Judge:
This is an insider trading case, brought by the Securities and Exchange Commission (“SEC”) under section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78j(b),' and (SEC) Rule 10b-5, 17 C.F.R. § 240.10b-5, against Donna Yun and Jerry Burch. Answering special verdicts, a jury found that the defendants had “violated Section 10(b)” under the “misappropriation theory” of liability. Acting on those verdicts, the district court entered judgment against the defendants, holding them “jointly liable” for $269,000, the profits generated by the…
2Cases cited20 opinions
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- Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
- Brenda Griffin Toole, Plaintiff-Appellee-Cross-Appellant v. Baxter Healthcare Corporation, Defendant-Appellant-Cross-AppelleeCourt of Appeals for the Eleventh Circuit · 2000
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3Cited by47 opinions
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- United States v. Newman and ChiassonCourt of Appeals for the Second Circuit · 2014
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