Legal Opinion
Emmons v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
District Court, S.D. Ohio
Decided January 20, 1982No. C-3-81-212PublishedCited by 16 opinions
1Opinion of the Court
DECISION AND ENTRY ON PENDING MOTIONS; DEFENDANTS’ MOTION FOR JUDGMENT ON THE PLEADINGS SUSTAINED IN PART AND OVERRULED IN PART; PLAINTIFF’S MOTION TO MODIFY PRELIMINARY PRETRIAL CONFERENCE ORDER SUSTAINED
RICE, District Judge.
This case involves alleged violations of the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq. (1934 Act), the rules of the National Association of Securities Dealers (NASD) and the New York Stock Exchange (NYSE), and alleged liability under pendent state tort law. Two motions are currently pending before this Court, to wit:
1) Defendants’ motion for a judgment on…
2Cases cited29 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Cort v. AshSupreme Court of the United States · 1975
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- California v. Sierra ClubSupreme Court of the United States · 1981
24 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- Hoffman v. StamperCourt of Appeals of Maryland · 2005
- Thompson v. KerrDistrict Court, S.D. Ohio · 1982
- Moxley v. VernotDistrict Court, S.D. Ohio · 1982
- Nunes v. Merrill Lynch, Pierce, Fenner & Smith, Inc.District Court, D. Maryland · 1985
- LeCroy v. Dean Witter Reynolds, Inc.District Court, E.D. Arkansas · 1984
11 more not listed; retrieve them via the Exa API.