Legal Opinion
Lawrence v. Wilder Richman Securities Corp.
District Court, D. Connecticut
Decided December 28, 2006No. 3:04cv538 (JBA)PublishedCited by 4 opinions
1Opinion of the Court
RULING ON PLAINTIFF’S OBJECTIONS TO SANCTIONS RULING [DOC. # 80]
ARTERTON, District Judge.
As detailed in the Court’s ruling denying plaintiffs motion for preliminary injunction and granting defendant’s motion to dismiss (see [Doc. # 55]), plaintiff John F. Lawrence (“Lawrence”) instituted this action seeking a declaratory judgment that the Statement of Claim filed by defendant Wilder Richman Securities Corp. (“WRSC”) with the National Association of Securities Dealers, Inc. (“NASD”) was not arbitrable, and seeking injunctive relief (including a preliminary injunction) enjoining WRSC from…
2Cases cited12 opinions
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Howsam v. Dean Witter Reynolds, Inc.Supreme Court of the United States · 2002
- Thomas E. Hoar, Inc. v. Sara Lee Corp., Appeal of Greenspan, Jaffe & Rosenblatt, Leon J. Greenspan, Paul D. Jaffe and Victor E. RosenblattCourt of Appeals for the Second Circuit · 1990
- Susan A. Desiderio v. National Association of Securities Dealers, Inc.Court of Appeals for the Second Circuit · 1999
- Antonio Mareno, Jr. v. Thomas Rowe and Jet Aviation of America, Inc.Court of Appeals for the Second Circuit · 1990
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3Cited by4 opinions
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- Kiobel v. MillsonCourt of Appeals for the Second Circuit · 2010
- Kiobel v. MillsonCourt of Appeals for the Second Circuit · 2010