Legal Opinion
Securities & Exchange Commission v. Koenig
District Court, N.D. Illinois
Decided December 3, 2007No. 02 C 2180PublishedCited by 12 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
WAYNE R. ANDERSEN, District Judge.
Before the court is the Securities and Exchange Commission’s (“SEC”) request for remedies. On March 26, 2002, the SEC filed a civil action against defendant James Koenig (“Koenig”) and five other officers of Waste Management, Inc. (“WM”) alleging violations of section 17(a) of the Securities Act of 1933, sections 10(b), 13(a) and 13(b) of the Securities Exchange Act of 1934 and Exchange Act rules 10b-5, 13b2-l and 13b2-2. All of Koenig’s co-defendants settled with the SEC. Koenig decided to proceed to a jury trial as to liability…
2Cases cited9 opinions
- Daubert v. Merrell Dow Pharmaceuticals, Inc.Supreme Court of the United States · 1993
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
- Fed. Sec. L. Rep. P 99,000 Securities and Exchange Commission v. Edward E. HolschuhCourt of Appeals for the Seventh Circuit · 1982
4 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- Securities & Exchange Commission v. Aragon Capital Management, LLCDistrict Court, S.D. New York · 2009
- United States Securities & Exchange Commission v. BerrettiniDistrict Court, N.D. Illinois · 2016
- Securities & Exchange Commission v. DalyDistrict Court, District of Columbia · 2008
- J. Mark Swinnea v. ERI Consulting Engineers, Inc. and Larry Snodgrass, Texas Court of Appeals, 12th District (Tyler)2015
- J. Mark Swinnea v. ERI Consulting Engineers, Inc. and Larry Snodgrass, Texas Court of Appeals, 12th District (Tyler)2015
7 more not listed; retrieve them via the Exa API.