Holland v. Fahnestock & Co.
District Court, S.D. New York
1Opinion of the Court
ORDER
BERMAN, District Judge.
I. Background
On March 22, 2001, Plaintiffs Edward and Brian Holland and four (4) Delaware limited partnerships and corporations (collectively, “Plaintiffs”) commenced an action against Defendants Fahnestock & Co, Inc. (“Fahnes-tock”), David Pullman (“Pullman”), Mazuma Capital, Inc. (“Mazuma”), and Tom Ghyczy (“Ghyczy”) (collectively, “Defendants”) for alleged violation of Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), breach of contract, breach of fiduciary duty, and fraud and conversion, in connection with the structuring and sale of…
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