Legal Opinion
Barnett v. United States
Court of Appeals for the Eighth Circuit
Decided July 2, 1963No. 17179PublishedCited by 20 opinions
1Opinion of the Court
STEPHENSON, District Judge.
This case is before the court on the petition of Maurice Barnett, Jr. and Investment Service Company for review of an administrative order of the Securities and Exchange Commission which order revoked the registration of Investment Service Company as a broker and dealer in securities and found Maurice Barnett, Jr. to be a cause of the revocation. The Commission’s order was entered pursuant to Sec. 15(b)1 and Sec. 15A(b) (4) 2, Securities Exchange Act of 1934 as amended.
Initially a hearing was held before a hearing examiner on charges that between November 1957 and…
2Cases cited7 opinions
- Charles Hughes & Co. v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1943
- Irwin Berko v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1963
- N. Sims Organ & Co., Inc., and N. Sims Oregan v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1961
- Securities & Exchange Commission v. Mono-Kearsarge Consolidated Mining Co.District Court, D. Utah · 1958
- Securities & Exchange Commission v. CulpepperCourt of Appeals for the Second Circuit · 1959
2 more not listed; retrieve them via the Exa API.
3Cited by20 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Mayflower Securities Co. v. Bureau of SecuritiesSupreme Court of New Jersey · 1973
- Fed. Sec. L. Rep. P 92,714 Edwin J. Herpich v. Robert H. Wallace, Jack E. LoveCourt of Appeals for the Fifth Circuit · 1970
- Opper v. Hancock Securities CorporationDistrict Court, S.D. New York · 1966
- Samuel M. Opper v. Hancock Securities CorporationCourt of Appeals for the Second Circuit · 1966
15 more not listed; retrieve them via the Exa API.