Legal Opinion
N. Sims Organ & Co., Inc., and N. Sims Oregan v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided July 24, 1961No. 26876_1PublishedCited by 39 opinions
1Opinion of the Court
GOODRICH, Circuit Judge.
This is a petition to review an order of the Securities and Exchange Commission which revoked Organ & Co.’s registration with the Commission as a broker and dealer in securities and recites that Organ is the cause of the revocation. The review is sought under Section 25 (a) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78y(a).
The background of the case may be summarized as follows:
J. H. Lederer Co., Inc. had been registered with the Commission as a broker and dealer. Its registration was revoked on December 28, 1958, for violation of fraud provisions of the…
2Cases cited12 opinions
- Jencks v. United StatesSupreme Court of the United States · 1957
- Costello v. United StatesSupreme Court of the United States · 1961
- Federal Trade Commission v. Cement InstituteSupreme Court of the United States · 1948
- Civil Aeronautics Board v. Delta Air Lines, Inc.Supreme Court of the United States · 1961
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
7 more not listed; retrieve them via the Exa API.
3Cited by39 opinions
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- John Koufakis v. Thomas Carvel and Franchise Licensors, Inc.Court of Appeals for the Second Circuit · 1970
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Consumer Protection Division Office of the Attorney General v. Consumer Publishing Co.Court of Appeals of Maryland · 1985
- Albert E. Kuehnert v. Texstar CorporationCourt of Appeals for the Fifth Circuit · 1969
34 more not listed; retrieve them via the Exa API.