Legal Opinion

Fed. Sec. L. Rep. P 94,897 Will L. Clegg v. Leo H. Conk

Court of Appeals for the Tenth Circuit

Decided December 5, 1974No. 74-1059PublishedCited by 50 opinions

1Opinion of the Court

CHRISTENSEN, Senior District Judge.

This appeal from judgment on the verdict in a securities case raises questions concerning the applicable statute of limitations and the elements of scienter and reliance in so-called 10b — 5 actions.

Plaintiffs’ complaint was “based upon violation of laws of the United States and the State of Utah including the proscriptions of Section 17(a) of the Securities Act of 1933 (15 U.S.C. Sec. 77q), Section 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. Sec. 78j), Rule 10b — 5 promulgated pursuant thereto by the United States Securities and Exchange…

2Cases cited42 opinions

  1. Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
  2. Hormel v. HelveringSupreme Court of the United States · 1941
  3. Wilko v. SwanSupreme Court of the United States · 1953
  4. Esplin v. HirschiCourt of Appeals for the Tenth Circuit · 1968
  5. Fed. Sec. L. Rep. P 93,959 Frank Lanza, Jr. v. Drexel & Co., Theodore J. Kircher and Christie F. VitoloCourt of Appeals for the Second Circuit · 1973

37 more not listed; retrieve them via the Exa API.

3Cited by50 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Blue Sky L. Rep. P 71,586, Fed. Sec. L. Rep. P 97,632 Joseph A. Carothers v. W. Thomas RiceCourt of Appeals for the Sixth Circuit · 1980
  3. Fed. Sec. L. Rep. P 95,744 K. Jay Holdsworth and Dona S. Holdsworth v. Kline D. Strong, Securities and Exchange Commission, Amicus CuriaeCourt of Appeals for the Tenth Circuit · 1976
  4. Fed. Sec. L. Rep. P 95,208 Myron Harris v. American Investment CompanyCourt of Appeals for the Eighth Circuit · 1975
  5. In Re Equity Funding Corp. of America Securities LitigationDistrict Court, C.D. California · 1977

45 more not listed; retrieve them via the Exa API.

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