Legal Opinion
Harper v. New Japan Securities International, Inc.
District Court, C.D. California
Decided August 18, 1982No. CV 81-6564 AWTPublishedCited by 60 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
TASHIMA, District Judge.
Plaintiff Alice M. Harper brings this action against defendants New Japan Securities International, Inc., New Japan Securities Co., Ltd. (collectively “New Japan”) and New Japan’s employees, Messrs. Naka-nishi, Miyake, Bito, Shimidzu and Oshima, for violations of federal securities laws, the National Association of Securities Dealers (“NASD”) suitability rules and the Racketeer Influenced and Corrupt Organizations Act (“RICO”), Title IX of the Organized Crime Control Act of 1970. 18 U.S.C. § 1961 et seq. State claims based on breach of…
2Cases cited17 opinions
- United States v. TurketteSupreme Court of the United States · 1981
- Brunswick Corp. v. Pueblo Bowl-O-Mat, Inc.Supreme Court of the United States · 1977
- Blue Shield of Va. v. McCreadySupreme Court of the United States · 1982
- United States v. Enrico Campanale and Donald Matthews, United States of America v. Mike GrancichCourt of Appeals for the Ninth Circuit · 1975
- United States v. ForsytheCourt of Appeals for the Third Circuit · 1977
12 more not listed; retrieve them via the Exa API.
3Cited by60 opinions
- Haroco, Inc. v. American National Bank and Trust Company of Chicago, Walter E. Heller International Corporation, & Ronald J. GrayheckCourt of Appeals for the Seventh Circuit · 1985
- Michael E. Moss v. Morgan Stanley Inc., E. Jacques Courtois, Jr., Adrian Antoniu, and James M. Newman, Morgan Stanley Inc. And James M. NewmanCourt of Appeals for the Second Circuit · 1983
- SEDIMA, S.P.R.L., Appellant, v. IMREX COMPANY, INC., Gidon Armon and Jacob Armon, AppelleesCourt of Appeals for the Second Circuit · 1984
- Schacht v. BrownCourt of Appeals for the Seventh Circuit · 1983
- In Re Catanella and EF Hutton and Co.District Court, E.D. Pennsylvania · 1984
55 more not listed; retrieve them via the Exa API.